Internal Auditing – Level 2

London Corporate Training
En London (Inglaterra)

£ 2,550 - ($ 68,819)
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Información importante

  • Short course
  • Intermediate
  • London (Inglaterra)
  • Duración:
    1 Week
  • Cuándo:
    otras fechas

• To develop the role of the audit function
• To contribute effectively to organizational audit strategy and implementation
• To engage continuous improvement and quality assessment within the organization’s audit function
• To present information effectively at the auditing committee and senior management
• To embed new technology and financial crime controls into the audit function.

Información importante
¿Esta formación es para mí?

Delegates who have some experience of auditing, either directly as an auditor or from within the financial services sector seeking to develop a professional and best practice approach to the development of the internal audit function in private and public sector organisations and enterprises.


Dónde se imparte y en qué fechas

Inicio Ubicación
20 marzo 2017
19 junio 2017
18 septiembre 2017
11 diciembre 2017
3 Shortlands, Hammersmith, London, W6 8DA, London, Inglaterra
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¿Qué aprendes en este curso?

Internal Auditing
IT Auditing
IT risk
Financial Training
Financial Crime
Business Cases
Crime Risks
Finance Transactions
Organisational Policy Development

Programa académico

Review of Key Audit Function Foundations
  • Review of key action points
  • Develop organisational specific risk matrices
  • Global best practice – case studies and analysis
  • Key action points – delegate and manage action plan development

Risk Based Auditing

  • Identifying areas of risk
  • Identifying new areas of risk
  • Classification and quantification of risk areas
  • Identifying potential interface of existing and new areas of risk
  • Developing audit and re-audit frequency in alignment with risk
  • Overview of emerging and evolving threats

Conducting Effective Audits 

  • The auditor’s role as a consultant
  • Utilising audit reporting to inform organisational policy development
  • Continuous improvement initiatives and supervision
  • Measuring improvement – toolkit for objective measurement and demonstration of audit output improvements 

Financial crime compliance  

  • Record keeping procedures
  • Controls to identify potentially suspicious activities
  • Trade finance transactions
  • Trade processing controls by processing staff
  • Red flagging procedures
  • Pre-determined thresholds systems and controls
  • Escalations
  • Actions taken by senior management
  • Evidence and awareness of senior management evidencing how crime risks evolve in organisational type of business

Engaging with the Audit Structure 

  • Making effective recommendations and business cases
  • Presenting information effectively
  • OSCOLA (Oxford University Standard for the Citation of Legal Authorities) for internal auditors
  • Contributing meaningfully to the development of the long-term audit strategy
  • Upgrading the profile of internal audit within the organisation