Strategic Internal Auditing

London Corporate Training
En London (Inglaterra)

£ 3,950 - ($ 103,623)
IVA inc.

Información importante

  • Short course
  • Intermediate
  • London (Inglaterra)
  • Duración:
    2 Weeks
  • Cuándo:
    13/03/2017
    otras fechas
Descripción

To ensure their reports integrate risk for decision – making processes To identify and assess financial crime risks within the control environment To engage effectively with stakeholders and deliver assurance standards on the culture of the Organisation To integrate effectively the consideration of risk into all business processes and decisionsTo promote and enhance the function of the Organisation’s Chief Risk Officer

Información importante
Instalaciones

Dónde se imparte y en qué fechas

Inicio Ubicación
13 marzo 2017
12 junio 2017
11 septiembre 2017
04 diciembre 2017
London
3 Shortlands, Hammersmith, London, W6 8DA, London, Inglaterra
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¿Qué aprendes en este curso?

Risk
Internal Auditing
Audit
Auditing
IT Auditing
Financial
IT risk
Trade
Financial Training
Financial Crime
Audit Structures
Audit Report Writing
Audit Structure
Organisation
Business Cases
Financial Crime Risks
AML Controls
CTF Controls
Crime Risk

Programa académico

The Role and Function of 

Internal Audit 

·

Key goals of the internal audit

function 

·

Ensuring auditor objectivity 

·

Avoidance of conflicts of

interest within auditing 

·

Auditor skillset 

Conducting Effective Audits 

·

Pre-audit planning 

·

Effective audit sampling

techniques 

·

Recording findings during

auditing 

·

Effective stakeholder engagement

 

 

Audit Structures 

·

The audit committee’s role 

·

Developing the audit charter 

·

The external auditor’s role 

·

Developing and improving best practices 

Financial Crime Risks 

Money laundering, terrorist financing and

sanctions risks 

AML controls 

CTF controls

Sanctions controls

– matches 

Trade-based money laundering risks 

Customer due diligence controls

Enhanced customer due diligence controls 

Consideration of money laundering risks

in practice evidenced by the organisation  

Beneficial Ownership Transparency

–individuals and entities  

Testing operational efficiency v. financial

crime risk prevention in practice 

Training and awareness programmes

Audit Report Writing 

·

Ensuring objective comments 

·

Ensuring use of constructive language

·

Financial crime compliance terms and

abbreviations for internal auditors 

·

Improvement recommendations 

·

Continuous improvement techniques

Risk – Based Auditing 

·

Identifying areas of risk 

·

Identifying new areas of risk 

·

Classification and quantification of risk

areas 

·

Identifying potential interface of existing

and new areas of risk 

·

Developing audit and re

 audit frequency

in alignment with risk 

·

Overview of emerging and evolving

threats 

Conducting Effective Audits 

·

The auditor’s role as a consultant 

·

Utilising audit reporting to inform

organisational policy development 

·

Continuous improvement initiatives and

supervision 

·

Measuring improvement

– toolkit for objective measurement and demonstration of audit output improvements 

Financial crime compliance  

·

Record keeping procedures 

·

Controls to identify potentially suspicious activities 

·

Trade finance transactions 

·

Trade processing controls by processing staff

·

Red flagging procedures 

·

Pre-determined thresholds systems and controls 

·

Escalations 

·

Actions taken by senior management 

·

Evidence and awareness of senior

management evidencing how crime risks

evolve in organisational type of 

·

business 

Engaging with the Audit Structure 

·

Making effective recommendations and

business cases 

·

Presenting information effectively 

·

OSCOLA (Oxford University Standard

for the Citation of Legal Authorities) for

internal auditors 

·

Contributing meaningfully to the

development of the long

 term audit

strategy 

·

Upgrading the profile of internal audit

within the organisation